Ivan's War Read online

  A soldier’s farewell to his wife and children, Don Front, 1941

  Theirs was no ordinary generation. By 1941, the Soviet Union, a state whose existence began in 1918, had already suffered violence on an unprecedented scale. The seven years after 1914 were a time of unrelenting crisis; the civil war between 1918 and 1921 alone would bring cruel fighting, desperate shortages of everything from heating fuel to bread and blankets, epidemic disease and a new scourge that Lenin chose to call class war. The famine that came in its wake was also terrible by any standards, but a decade later, in 1932–3, when starvation claimed more than 7 million lives, the great hunger of 1921 would come to seem, as one witness put it, ‘like child’s play’.13 By then, too, Soviet society had torn itself apart in the upheaval of the first of many five-year plans for economic growth, driving the peasants into collectives, destroying political opponents, forcing some citizens to work like slaves. The men and women who were called upon to fight in 1941 were the survivors of an era of turmoil that had cost well over 15 million lives in little more than two decades.14

  ‘The people were special,’ the old soldiers say. I heard this view expressed dozens of times in Russia, and the implication was that torment, like a cleansing fire, created an exceptional generation. Historians tend to accept this view, or at least to respect the evidence of stoical endurance and self-sacrifice on the part of an entire nation. ‘Material explanations of Soviet victory are never quite convincing,’ writes Richard Overy in his authoritative history of Russia’s war. ‘It is difficult to write the history of the war without recognising that some idea of a Russian “soul” or “spirit” mattered too much to ordinary people to be written off as mere sentimentality.’15 ‘Patriotism,’ the veterans would shout at me. ‘You will not find it among our young people now.’ This may be true, but few have reflected on the motivation of soldiers whose lives had been poisoned by the very state for which they were about to fight. Few wonder, too, what insights future soldiers might have gleaned from parents or from older comrades who had survived other wars, seen other Russian governments or learned the way to stay alive by watching just how others died. The soldiers’ stories are a web of paradox, and sixty years of memory have only added to the confusion.

  There is, of course, a long-standing official version of it all, the Soviet Union’s hero myth. You can find it carved into stone on any Soviet war memorial, and it has been described in countless wartime songs. One of its classic expressions was a long verse, the epic of the fictional soldier Vasily Tyorkin, which won a Stalin Prize for its author, Aleksandr Tvardovsky, in 1944. In this version, as in the songs and paintings of the time, the soldier was an ideal everyman.16 He was simple, healthy, strong and kind, farsighted, selfless and unafraid of death. He almost never dwelled upon the dark side of the war. Indeed, his gaze was turned towards the future, a bright utopia for which he was prepared to sacrifice his life. If he gave in to emotion at all – and he was human, so there had to be some – it was the maudlin, sentimental kind. He liked his poetry to rhyme, and he liked silver birch trees, Russian maidens and the certainty of simple kinds of love. If he had died, as millions did, his loved ones and his comrades would have grieved, but there would never have been swearing, smoking, stench or guts. Above all, there would be no hint of panic, failure or doubt to cloud the story, let alone the suggestion that this might be a man who looted the cities that his army came to liberate.

  The Tyorkin poem was a favourite with soldiers. They liked the plain rhythms and the gentle pace, the homespun Russian language and the patriotic theme. They also seemed to enjoy the euphemistic treatment of warfare, for they would help perpetuate it. For decades, well into the 1990s, the war veterans talked and wrote like a breed apart. They knew the way they liked their war to be – or rather, how to make memory safe, to defuse the shared horror – and they built civilian lives by keeping to the agreed script. Their favourite authors were war writers, but no Soviet book on the war ever mentioned panic, self-mutilation, cowardice or rape. Official censorship, which banned the work of writers like Vassily Grossman for describing soldiers’ fear, worked hand in hand with the survivors’ need to tame the clamour of their past.17 Collective memory was used to soothe, not to recall; the war generation reconnected with the time of its own youth like former boy scouts sharing camping tales. On public holidays the veterans would raise a glass, remember friends and then join in the singing of their favourite wartime songs, the soundtrack of pain and disaster turned to pathos.

  I set out to write this book with the aim of reaching beyond the myths in search of what another writer from another war has called ‘true war stories’.18 The idea began as I completed a different work, a study of death and bereavement that dealt principally with Stalin’s victims. I had talked to veterans for that project, and longed to find out more about the silences that lay behind their tales. I also wanted to explore the double-edged quality of their self-esteem as soldiers, for though Red Army veterans are always portrayed as victors and continue to regard themselves this way, most were also the victims of one of the cruellest regimes of modern times. They handled guns, and were empowered to use them, but they had grown up in a world where citizens lived in the shadow of arbitrary and humiliating state violence, and when their soldiering was done they would return to it. Their contribution, as a group, was acknowledged, but much of what they fought for – more open government, for instance, and an end to fear – would never come to pass. It was ironic that their state should have instilled in them a sense of pride so powerful that few could see how thoroughly it disinherited them.

  The project followed naturally from my earlier work, then, but because it concerned the war I could not have begun it until recently. The crumbling of the single-party state, as Soviet communism collapsed, loosened the grip of the official tales on people’s minds, allowing a wider range of memories to surface. It is now possible to say – and think – things that were taboo in the days of Soviet power. The restrictions on researchers are also easing all the time. Documents that were once closed to scholars – and therefore also denied to Soviet collective memory – have been declassified in their millions. This book could not have been written without the bundles of soldiers’ letters, the reports of the military and secret police, the army’s own internal notes about morale. It was illegal for soldiers to keep a diary at the front, but some ignored the regulations, and I was able to read dozens of surviving texts, some in the original pencil manuscript. I also found and studied the reports of witnesses, for this war was fought, until its last months, entirely on Soviet soil, through villages and farmyards where civilians were still attempting to live. I travelled to the battle sites, to Kursk, for instance, and also to Sevastopol, Kerch, Kiev, Istra, Vyaz’ma and Smolensk, and in each place I tried to find out who had fought, what they had done, what local people saw. In the old days of Soviet rule, this would have been impossible.

  But something else has also changed, more subtle and more crucial than travel and archival laws. In Soviet times, the war was not a topic for right-thinking scholarly research. My friends at Moscow University in the 1980s viewed it with a mixture of boredom – for they had to hear about it all too frequently – and horror, mainly at the way that genuine memories of death and struggle had been turned into a patriotic myth. The war seemed to belong to a corrupt and ideologically bankrupt state. Like the ungainly second-hand furniture in our cramped student rooms, it was too recent to be history, too large entirely to avoid. But generations change, and young people who are growing up in Russia now have never known Soviet power. Few can remember dreary state parades, the enforced piety of nationalist myths of war, and this means that they can be free to ask new questions. A renewed interest in the Soviet Union’s war, shorn of much of the cant of the last half century, is sparking new research, new conversations and new writing.19 In some cases the veterans themselves, freed from Soviet culture’s prim constraints, have also started to revisit and rethink their war. Most of the people
that I met had shelves that were bowing under hardback books, new histories, new memoirs, reprints of classified commands.20

  In 2001, at the very beginning of my work for this book, I applied to teach some history classes in Russian schools. In each case, I asked the students, teenagers, what historical subject they would most like to see revived and researched. Without hesitation, they all talked about the Second World War. ‘Those old people,’ one girl said, ‘they really had something special. I wish I had listened to my grandmother’s stories more carefully while she was still alive.’ But other children’s relatives, sometimes great-grandparents, survived. The students agreed to help me to approach them and also to collect some of their stories for themselves. Some of the testimonies that helped to shape this book were the result of that collaboration. Other students’ energy and interest has blossomed into contributions to the essay competitions that the Moscow-based human rights association, Memorial, has run for several years. Many of the prize essays were based on interviews, others on private collections of letters. Together, they constitute an informal archive of the human experience of war.21

  In all, about 200 veterans provided interviews for this book. Most talked to me directly, alone or with one of the assistants who helped to locate them and put them at their ease.22 We were sometimes conscious of awkwardness, of a restraint that might have been the result of my foreignness or my lack of military experience. It did not always help to be a woman, either. To address all this, I asked a colleague, a Russian army veteran and professional interviewer, to conduct some interviews on his own. Aleksei went back to his home in Kaluga and spent a summer talking to old soldiers, many of whom he had known since childhood. We found that some constraints still held, such as the taboos about sex and death that separate the war generation from our own. We also found – all of us – that the weight of years and of the patriotic myths, of a self-image that was manufactured for the soldiers in the very midst of war, was hard to lift now in people’s extreme old age. Nonetheless, some interviews turned into friendships, dialogues that lasted over several years. Problems that no written archival source could answer were solved or transmuted over tea and vodka, Georgian wine. But though the veterans talked vividly of love, food, travel, countryside and weather, and though they happily recalled the friends they made, few could return to the world of combat itself.

  This constraint, I would find, is not unique to Soviet troops. John Steinbeck, who visited Russia just after the war, had seen battle himself. But even he – like almost every other soldier who reflects on combat – was aware that certain things, and battle most of all, remain beyond communication. As they are withdrawn from operations, Steinbeck explained, soldiers are physically and emotionally weary and tend to escape into sleep. ‘When you wake up and think back to the things that happened,’ he continued, ‘they are already becoming dreamlike. You try to remember what it was like, and you can’t quite manage it. The outlines in your memory are vague. The next day the memory slips further, until very little is left at all… Men in prolonged battle are not normal men. And when afterwards they seem to be reticent, perhaps they don’t remember very well.’23 Soviet soldiers’ letters and the testimonies of the survivors today tell this same story almost every time. Perhaps there are some aspects of violence where lack of memory is a boon. I have used every source I can find, from testimony to poetry, police reports to scarred woodland, to try to reconstruct the universe of war. I have also used accounts from Hitler’s army, for sometimes an enemy perceives more than combatants on the other side. But in the end, some silences reflect the truth more closely than pages of prose.

  Others, however, are merely frustrating. There is still much resistance in Russia (though less in most other former Soviet republics) to reinterpretations of the war. Commemoration is an industry of sorts, and many of the beneficiaries resent enquiries about fact and detail as they prepare for large-scale parades and solemn memorial ceremonies.24 The Russian government, too, has an interest in preserving a positive image of the war, for its victory over fascism remains the greatest achievement that modern Russia can boast. Accordingly, research into the conflict is not encouraged. There have been worries about reparations claims, about the possibility of European demands for the return of looted art, but these are not the real core of the issue. The point is that commemoration comforts the survivors and raises national morale. It also helps to bolster faith in the armed forces at a time when all the evidence points to moral neglect and gathering financial crisis. And secrecy can be a habit. The Ministry of Defence still guards its massive archive city at Podolsk, near Moscow. The main reason, probably, is fear of exposing systematic evidence of official brutality, or of cowardice, or even of organized mutiny. But there do not need to be reasons. For a state body whose power relies on its inaccessibility, secrecy is also an end in itself.

  The other archives, as ever, remain veritable treasure houses. There was still a lot that I was not allowed to see. Sometimes the censorship was primitive. In some cases, forbidden pages in a file were simply sealed with a brown paper envelope held on with paper clips. Sometimes entire runs of files were closed. The rules appeared capricious. In one archive, it was permitted to make notes about desertion but not to write down the offending (and dead) soldiers’ names. In another, statistics about drunkenness were off limits. Meanwhile, in a third, it was possible to read about the drunkenness and desertion of an entire regiment, names and all, and the staff happily brewed tea and unpacked biscuits while I made my notes. The Ministry of Defence is supposed to monitor all wartime documents, and it certainly keeps a close watch on its own holdings, but its rules often conflict with the generous laws on access that govern the archives of the Russian Federation. Even the Ministry, moreover, has no direct control over policy in the former Soviet territories that are no longer part of Russia itself.

  The search for Ivan, the Red Army soldier, involved more than one journey, then, and sometimes the most obvious paths had been deliberately blocked. The enterprise also demanded an effort of imagination. Before I could begin to find the true Ivan I had to make sure that I was not looking for an image of myself. A young recruit to Stalin’s army would have grown up in a world so alien to my own that I would have to start with that, with the landscape, the language, family, education, fear and hope. A state that claimed to be remaking human souls, as Stalin’s did, had to have left its mark on every youth; their mental universe was touched, if not entirely shaped, by it. This army was many millions strong, and its ranks included conscripts and volunteers, ordinary men and women, as well as professional soldiers. In many ways, it was a reflection of the society from which it sprang, and its fortunes mirrored the strengths and weaknesses of that lost world. This book must take account of records, tables, and what might be called competing master narratives of war, the stories that emerged as the smoke cleared. But it will also echo with several hundred individual stories, those of the diarists, compulsive letter-writers, memoirists, widows and orphans, survivors. My friend the archivist in Moscow chuckled when I looked daunted. As ever, he could see the humorous side of an ambitious plan. ‘You wrote Life and Death or whatever it was,’ he commented. ‘Now you want to write War and Peace.’

  The Soviets were not the only people to create an Ivan myth. With their passion for racial labelling, the Nazis had their own ideas about the Slav in uniform. For Goebbels, Soviet soldiers were a ‘red horde’, half-Asiatic savages who threatened Europe’s way of life. Wartime intelligence was necessarily more scientific. Nazi military observers made their notes by watching combat, interviewing their own men and questioning the prisoners they took.25 But though they admired Russian tank crews, took comfort when the infantry lacked training, and envied the men’s willingness to die, even practically minded spies could not avoid the language of biology. ‘The two large [st] groups’ within the Red Army, Great Russians and Ukrainians, ‘absorbed the same racial elements, the product of which they represent today,’ a German officer wrot
e. ‘In this racial mixture there can be traced a weak Germanic blood strain from the Gothic period and the Middle Ages. Of special importance, however, I consider the infusion of Mongol blood.’26

  These remarks might have little more than antiquarian significance but for the readership they reached. For soon after the Third Reich collapsed, in March 1947, some of its former officers’ racially based analyses of the Red Army were being dictated to members of the American intelligence service. The Soviets were no longer the allies of democracy by then. The Cold War was already tightening its grip, and policy-makers in the United States of America needed to find out more about the superpower they faced. Even the humblest US soldiers required a briefing on their enemy’s strengths and weaknesses. To help with the educational process, the US Department of the Army prepared a pamphlet, ‘Russian Combat Methods in World War II’, the second part of which described ‘The peculiarities of the Russian soldier.’